For researchers, idea that masks increased deaths during pandemic is unfounded

Critical commentary points out flaws in study. According to authors, data and temporality were misinterpreted: mask use was a reaction to the pandemic and rising deaths, not their cause

 19/01/2026 - Publicado há 6 meses

By: Luiza Caires

Art by: Daniela Gonçalves*

Claim that masks can cause health problems is false, lacking any biological basis, say researchers – Luiza Caires / USP Images

An article published on January 29 in The Lancet Regional Health – Americas presents a critical response to a previous study by USP professors Daniel Tausk and Beny Spira, published in BMC Public Health, which suggested that mask use was associated with an increase in deaths during the Covid-19 pandemic. The authors of the new article argue that Spira and Tausk’s conclusion is incorrect due to significant flaws in the way the data were analyzed.

In addition to identifying biases and problems in data selection, when recalculating the analysis using a different data selection they consider more accurate (with different time intervals), the authors found no association between mask use and increased mortality.

Among the main problems, the authors of the critique, including researchers from USP, point out that the first study ignored the fact that human behavior changes according to the severity of the situation. The earlier study argued that in countries where mask use was higher, there were more deaths; therefore, masks could have caused the deaths. What actually occurred, however, was that people and governments increased mask use after deaths had already begun to rise.

According to Pedro Hallal, a professor at the University of Illinois at Urbana-Champaign (USA) and one of the authors of the critical commentary, the analyzed study fails to properly assess temporality. “This is the technical term we use to determine what came first,” he said. “Whenever the pandemic situation worsened, mask use increased. So, in reality, it was not mask use that was influencing Covid-19 [deaths], which was their mistaken interpretation; rather, it was the severity of Covid-19 that was influencing mask use”.

One reason for the mistaken interpretation stems from the fact that the initial analysis considered aggregated data over two consecutive years, without accounting for pandemic peaks, and from the fact that the strengthening of restrictive measures and adherence to mask use fluctuated during those two years, even within each country. By examining weekly data, the authors of the new analysis observed substantial fluctuations in mask use, as expected, and found that in several countries increases in deaths were followed by increased mask use.

The use of national average data, without considering that a country’s population is large and heterogeneous in its habits, also biased the conclusions, according to Bruno Gualano, a professor at USP’s Medical School (FM) and one of the authors of the critique in The Lancet RH – Americas. “We have no way of knowing whether the people who died were the same ones who wore masks, and whether those who survived were the ones who did not”, he said. This bias is known in science as the “ecological fallacy”.

“We cannot take the population average to infer what happens with the individual”, said Gualano. He cites a real example: in the United States in the early twentieth century, it was observed that states with more immigrants had lower illiteracy rates. This led to a hasty initial conclusion that immigrants were more literate.

When analyzed at the individual level — among immigrants themselves — the opposite was observed: they had lower literacy levels. “What happened is that these immigrants sought out more developed states, which also had higher overall literacy rates. This is the typical ecological bias we see occurring in a similar way in the mask study. The authors look at a general average and estimate individual mortality. Could it be that those who use masks more are also more exposed to risk, such as older adults or people with chronic illness? This is the type of question that ecological analysis cannot answer”, explained the professor. “Ecological studies rank among the lowest levels on the scale of strength of scientific evidence”, added Hallal.

“But even in our reanalysis, using data in a more detailed way, ecological bias still occurs”, acknowledged Felipe Nogueira Barbara, a researcher at the Rio de Janeiro State University (UERJ) and coauthor of the critical commentary — an observation also emphasized by Hallal. “Ecological bias is inherent to this type of country-level analysis”, said Barbara.

For this reason, he stresses that beyond ecological bias, the most important issue is to question whether what the authors of the original article (Tausk and Spira) used as data for “mask use” actually corresponds to mask use.

“This is the point that I think we need to highlight more. Even accepting that we are working within this ecological bias, we should eliminate that problem first, because if the variable they claim measures mask use does not accurately measure mask use, in my view this is a prior issue and even more important than ecological bias”, Barbara added.

Another aspect emphasized in the critique is the lack of plausibility for the claim that masks could be harmful to health. The idea that masks caused deaths makes no clinical or biological sense, the authors say. There is accumulated evidence that masks act as barriers against the virus. At worst, if not used correctly, they may fail to protect, but they never “cause” infections or deaths, said Gualano. He also recalls that during the pandemic, his group designed experiments to test whether masks could harm health or impair exercise performance, and found evidence that they did not (read more details here and here).

Hallal reiterates the central issue of temporality, that is, greater mask use followed increases in deaths, not the other way around.

Gualano believes that the article published in BMC Public Health should be retracted because it presents false conclusions and could negatively influence public policymaking. Hallal, however, believes this would not be necessary, noting that retractions are more commonly used in cases of fraud, data manipulation, or ethical issues, which was not the case here. In his view, what occurred was a misinterpretation by the authors and a demonstration of problems with the journal’s peer-review system, which failed to identify these issues when accepting and publishing the article.

Oxford Stringency Index

  • This global index was created by the University of Oxford to measure how stringent government policies were in response to the pandemic. The index ranges from 0 to 100. The higher the number, the more stringent the measures (such as school closures, travel restrictions, and lockdowns).

  • When comparing this index with mask use to assess whether official restrictions influenced people’s behavior, the authors of the commentary in The Lancet Regional Health – Americas found a positive association: for each one-point increase in the stringency index, mask use rose by between 0.28% and 0.32% in the following weeks. According to the authors, this suggests that mask use is part of the set of responses to pandemic conditions.

Context

Mask use was one of the measures widely recommended to the population during the Covid-19 pandemic, along with physical distancing, especially during case surges. These and other non-pharmaceutical interventions were based on existing scientific knowledge—initially drawing on evidence from other respiratory infectious diseases (such as previous SARS outbreaks) and, throughout the pandemic, incorporating knowledge produced using Covid-19 data.

Like other measures, the effectiveness of mask use was challenged during and after the pandemic by public figures, especially politicians, who opposed their use. Unlike health authorities, some researchers also emerged disputing the consensus among the vast majority of scientists, downplaying decades of accumulated scientific evidence and questioning the usefulness of masks.

It is by no means “forbidden” to challenge a scientific consensus or to propose new hypotheses. However, a famous statement by astronomer and science communicator Carl Sagan says that “extraordinary claims require extraordinary evidence”. This means that anyone bringing forward an idea that contradicts knowledge established over years of scientific research must provide evidence — both in quantity and quality — that corroborates what they are claiming.

For this reason, there was a strong reaction from part of the scientific community when professors Beny Spira, from USP’s Institute of Biomedical Sciences (ICB), and Daniel Tausk, from the Institute of Mathematics and Statistics (IME), published an article suggesting that masks could have increased the number of deaths during the pandemic. Many researchers pointed out the study’s problems; after all, Spira and Tausk were not only presenting an “extraordinary claim”, contradicting everything known from previous studies, but also sowing doubt among the population, which could undermine adherence to this preventive measure, including in future pandemics.

When we talk about evidence in science, we are primarily referring to reliable data that have been rigorously analyzed. It is not sufficient, for example, for someone to claim that cigarettes do not cause cancer and, to support that claim, present a few scientific studies using data collected through questionable methods or analyzed with techniques known to be inadequate for producing reliable conclusions in a given field. And if you are wondering whether such data and methods are accepted in scientific publications, the answer is that, unfortunately, yes. Even with processes designed to minimize this risk, the current scientific publishing system is far from perfect.

For this reason, within this system, corrections and space for contestation are essential — which is what led Bruno Gualano, according to his own account, to resign from the editorial board of BMC Public Health when the journal was reluctant to publish his letter contesting the article by Spira and Tausk.

Returning to the criticized article, to leave no doubt: until then, there had been no other analysis published in a scientific journal suggesting that masks could cause harm, let alone deaths. What does exist are questions about the effectiveness of masks as a population-level measure, especially because people often use them improperly.

One such example was a Cochrane systematic review, which found no significant differences between mask use and non-use in Covid-19 outcomes. The review attempted to measure the effectiveness of various preventive actions based on an assessment of existing publications, but the results regarding masks were not conclusive, according to the authors themselves.

They acknowledge that the data they used may not be reliable — particularly because it is very difficult to know whether people are actually wearing masks and whether they are wearing them correctly — and they emphasize that studies using more robust methods need to be conducted. “A relatively small number of people followed the guidance on mask use or hand hygiene, which may have affected the results of the studies”, they wrote. Two commentaries worth reading for those who wish to better understand this specific debate are the texts by Júlio Croda on the Medscape website and by Leonardo Costa in Questão de Ciência magazine.

Ultimately, the preventive usefulness of good-quality masks, when properly used, continues to be supported by leading local health authorities, such as the Brazilian Society of Infectious Diseases, and global organizations, such as the World Health Organization (WHO). The WHO also emphasizes that masks are neither the only nor a sufficient means of prevention on their own in the context of a pandemic like Covid-19, highlighting the importance of physical distancing, room ventilation, avoiding crowds, hand washing, and coughing into a bent elbow or a tissue.

“Since the first SARS cases [a disease that emerged before Covid-19], mask use has proven to be an excellent protective factor against respiratory viruses. It is no coincidence that, for example, people wear masks in operating rooms”, added Pedro Hallal.

According to him, mask use should be maintained, being a priority for people with respiratory symptoms and reduced immunity. “And when we face other epidemics, of course mask use by the entire population should be encouraged to reduce the risk of transmission, which is what masks do”, he said.

“We cannot allow denialist statements to undermine public trust in masks, just as there were attempts to undermine trust in vaccines”, he concluded.

Summary of the criticism

  • Lack of biological plausibility: The idea that masks could increase mortality makes no medical sense.

  • Data overly “smoothed” over time: Using two-year averages instead of weekly data distorts the understanding of what actually occurred.

  • Misinterpretation of data: The sequence of events was reversed, ignoring the fact that mask use was a reaction to the pandemic and rising deaths, not their cause.

What the criticized authors say?

Professors Beny Spira and Daniel Tausk responded by email to Jornal da USP regarding the criticisms raised by the recent article about their work.

Regarding the reversal of cause and effect, they state: “We had already considered the possibility that the results of our article could be explained by the idea that higher mortality would lead to greater mask use. In Figure S1 of our paper, we presented curves of mask use and Covid-19 mortality for each of the 24 countries analyzed in the study. An analysis of these graphs makes it very clear that, in most countries, the increase in mask use preceded the peaks of Covid-19 mortality”.

As for the inadequacy of the method they used, they say: “It is true that observational studies, like ours, carry a higher risk of bias than randomized studies. However, it must be made very clear that the evidence supporting the thesis that mask use reduces viral transmission relies almost exclusively on observational/ecological studies. The best studies, which are randomized, do not corroborate this thesis […]. Coherence is required, and ecological studies should not be defended only when their conclusions align with what one wishes”. 

Regarding the evidence on mask effectiveness in the Cochrane review, they argue that the authors of that work concluded that masks do not reduce viral transmission. “This is stated unequivocally in the review itself, as well as in texts available on the internet and in interviews given by the authors”, said Beny Spira.

However, a closer look at the cited review shows that its authors concluded that, with the data they used, they did not find relevant differences between mask use and non-use in relation to Covid-19 infection. They state that the studies included are not sufficient to produce conclusive data, due to limitations in how they were conducted. They add that further research on this topic, using more refined methods, is needed in order to reach more consistent conclusions.

Amid the considerable controversy and the fact that it became a target of criticism at the time, the editors of the review reiterated that the results were inconclusive, according to a statement published on the Cochrane website:

“Many commentators have claimed that a recently updated Cochrane review shows that ‘masks do not work’, which is an imprecise and misleading interpretation. It would be correct to say that […] the results were inconclusive. Given the limitations of the primary evidence, the review cannot address the question […].

The statement also notes that the review’s authors are explicit about the limitations in the abstract: “The high risk of bias in the trials, variation in outcome measurement, and relatively low adherence to the interventions during the studies hamper drawing definitive conclusions”. (Emphasis added)

“Adherence, in this context, refers to the number of people who actually wore masks […] For example, in the trial that carried the greatest weight among interventions to promote community mask use, 42.3% of people in the intervention group wore masks, compared with 13.3% of those in the control group,” the statement continues, concluding that the first version of the article “was open to misinterpretation, for which we apologize. Although scientific evidence is never immune to misinterpretations, we take responsibility for not having made the wording clearer from the outset”.

Spira and Tausk deny, as stated in the The Lancet RH – Americas critique, that their article underwent “extensive corrections”. “What actually happened was that, under strong pressure from some readers, the journal BMC Public Health decided to submit it to a post-publication review process. After numerous exchanges of correspondence, in which we refuted all allegations and criticisms raised, only minor changes were made to the phrasing of three sentences in the discussion, with the aim of adopting slightly more cautious language. The central message of the article, as well as its conclusions, remained unchanged”, they said, repeating that “at the very least, masks did not play a relevant role in containing the pandemic’s advance”.

In the interview, Beny Spira also said that the The Lancet RH article does not provide “the data corroborating the thesis that increases in cases and deaths were followed by increases in restrictions and mask use”, because there was an error in a graph. Jornal da USP accessed the figure and verified that there was no error that changed the conclusions, but rather a color inversion in the variable titles that could hinder understanding. The authors report that they requested a correction of the colors, as detailed in the note at the end of this text.

Finally, Spira and Tausk suggest they will publish a rejoinder, stating that their criticisms of the The Lancet RH – Americas commentary “will be made public at the appropriate time, in an organized and well-grounded manner, as soon as the proper context exists for this”.

Note

One of the graphs published in the critique in The Lancet Regional Health – Americas contained a color inversion in the variable titles relative to the legend, which could be misleading. The authors requested a correction from the journal.

The authors emphasize that the most important point is that “the legends are correct” and that the swapped colors in the titles “do not change our conclusions in any way, which are fundamentally based on the correlations between the Oxford Stringency Index [an index measuring the strictness of protective measures] versus mask use”.

In addition to Bruno Gualano, Felipe Nogueira Barbara, and Pedro Hallal, the critical commentary is also signed by Thiago Cerqueira Silva (corresponding author, from the London School of Hygiene and Tropical Medicine, England), Felipe Argolo (from USP’s Medical School), and Gabriel Gonçalves da Costa (from the Federal University of Rio de Janeiro).

The article “Does mask usage correlate with excess mortality? Findings from 24 European countries” is available online. The critical commentary “Uncovering the biases: why the claimed mask – excess mortality link fails to hold” can also be read at the journal’s website.

*Intern under the supervision of Moisés Dorado

English version: Nexus Traduções, edited by Denis Pacheco


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